No. Because the Notes are acquired like any other tradable security through your client’s existing brokerage account, KYC, AML, and sanctions screening are handled by your regulated broker or custodian as part of their normal account procedures.
No. Because the Notes are acquired like any other tradable security through your client’s existing brokerage account, KYC, AML, and sanctions screening are handled by your regulated broker or custodian as part of their normal account procedures.